Jason Rippy

Compliance Specialist

Jason Rippy

As a Compliance Specialist at Cornerstone Wealth, I focus on ensuring the firm operates with accuracy and integrity, staying up-to-date with all rules and regulations. With 20 years of experience in the banking and financial industry at Wells Fargo Advisors, LLC, and LPL Financial, I bring a comprehensive and diversified perspective to the wealth management field. My goal is always to inspire trust, deliver efficiency, and uphold the highest standards with every interaction.

In my role, I work closely with the firm’s principals to implement robust internal controls and maintain compliance across all aspects of the business. I take pride in contributing to Cornerstone’s commitment to excellence and ensuring that everything we do is built on a foundation of confidence and reliability.

Outside of work, I’m passionate about giving back and staying connected to my community. I actively support Hands on Charlotte, an organization dedicated to service and volunteerism. Whether I’m helping our team navigate compliance or giving my time to worthy causes, I’m driven by a desire to make a meaningful impact in the lives of others.

Professional Credentials

Securities Exams Passed:

  • Series 7 – General Securities Representative Exam

  • Series 63- Uniform Securities Agent State Law Exam

Office Location

Huntersville, NC